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Does Weak-to-strong Generalization Happen under Spurious Correlations?

Liu, Chenruo, Dong, Yijun, Lei, Qi

arXiv.org Machine Learning

We initiate a unified theoretical and algorithmic study of a key problem in weak-to-strong (W2S) generalization: when fine-tuning a strong pre-trained student with pseudolabels from a weaker teacher on a downstream task with spurious correlations, does W2S happen, and how to improve it upon failures? We consider two sources of spurious correlations caused by group imbalance: (i) a weak teacher fine-tuned on group-imbalanced labeled data with a minority group of fraction $η_\ell$, and (ii) a group-imbalanced unlabeled set pseudolabeled by the teacher with a minority group of fraction $η_u$. Theoretically, a precise characterization of W2S gain at the proportional asymptotic limit shows that W2S always happens with sufficient pseudolabels when $η_u = η_\ell$ but may fail when $η_u \ne η_\ell$, where W2S gain diminishes as $(η_u - η_\ell)^2$ increases. Our theory is corroborated by extensive experiments on various spurious correlation benchmarks and teacher-student pairs. To boost W2S performance upon failures, we further propose a simple, effective algorithmic remedy that retrains the strong student on its high-confidence data subset after W2S fine-tuning. Our algorithm is group-label-free and achieves consistent, substantial improvements over vanilla W2S fine-tuning.


Discrepancies are Virtue: Weak-to-Strong Generalization through Lens of Intrinsic Dimension

Dong, Yijun, Li, Yicheng, Li, Yunai, Lee, Jason D., Lei, Qi

arXiv.org Machine Learning

Weak-to-strong (W2S) generalization is a type of finetuning (FT) where a strong (large) student model is trained on pseudo-labels generated by a weak teacher. Surprisingly, W2S FT often outperforms the weak teacher. We seek to understand this phenomenon through the observation that FT often occurs in intrinsically low-dimensional spaces. Leveraging the low intrinsic dimensionality of FT, we analyze W2S in the ridgeless regression setting from a variance reduction perspective. For a strong student - weak teacher pair with sufficiently expressive low-dimensional feature subspaces $\mathcal{V}_s, \mathcal{V}_w$, we provide an exact characterization of the variance that dominates the generalization error of W2S. This unveils a virtue of discrepancy between the strong and weak models in W2S: the variance of the weak teacher is inherited by the strong student in $\mathcal{V}_s \cap \mathcal{V}_w$, while reduced by a factor of $\dim(\mathcal{V}_s)/N$ in the subspace of discrepancy $\mathcal{V}_w \setminus \mathcal{V}_s$ with $N$ pseudo-labels for W2S. Further, our analysis casts light on the sample complexities and the scaling of performance gap recovery in W2S. The analysis is supported with experiments on both synthetic regression problems and real vision tasks.


A Zero-Shot LLM Framework for Automatic Assignment Grading in Higher Education

Yeung, Calvin, Yu, Jeff, Cheung, King Chau, Wong, Tat Wing, Chan, Chun Man, Wong, Kin Chi, Fujii, Keisuke

arXiv.org Artificial Intelligence

Automated grading has become an essential tool in education technology due to its ability to efficiently assess large volumes of student work, provide consistent and unbiased evaluations, and deliver immediate feedback to enhance learning. However, current systems face significant limitations, including the need for large datasets in few-shot learning methods, a lack of personalized and actionable feedback, and an overemphasis on benchmark performance rather than student experience. To address these challenges, we propose a Zero-Shot Large Language Model (LLM)-Based Automated Assignment Grading (AAG) system. This framework leverages prompt engineering to evaluate both computational and explanatory student responses without requiring additional training or fine-tuning. The AAG system delivers tailored feedback that highlights individual strengths and areas for improvement, thereby enhancing student learning outcomes. Our study demonstrates the system's effectiveness through comprehensive evaluations, including survey responses from higher education students that indicate significant improvements in motivation, understanding, and preparedness compared to traditional grading methods. The results validate the AAG system's potential to transform educational assessment by prioritizing learning experiences and providing scalable, high-quality feedback.


MACPO: Weak-to-Strong Alignment via Multi-Agent Contrastive Preference Optimization

Lyu, Yougang, Yan, Lingyong, Wang, Zihan, Yin, Dawei, Ren, Pengjie, de Rijke, Maarten, Ren, Zhaochun

arXiv.org Artificial Intelligence

As large language models (LLMs) are rapidly advancing and achieving near-human capabilities, aligning them with human values is becoming more urgent. In scenarios where LLMs outperform humans, we face a weak-to-strong alignment problem where we need to effectively align strong student LLMs through weak supervision generated by weak teachers. Existing alignment methods mainly focus on strong-to-weak alignment and self-alignment settings, and it is impractical to adapt them to the much harder weak-to-strong alignment setting. To fill this gap, we propose a multi-agent contrastive preference optimization (MACPO) framework. MACPO facilitates weak teachers and strong students to learn from each other by iteratively reinforcing unfamiliar positive behaviors while penalizing familiar negative ones. To get this, we devise a mutual positive behavior augmentation strategy to encourage weak teachers and strong students to learn from each other's positive behavior and further provide higher quality positive behavior for the next iteration. Additionally, we propose a hard negative behavior construction strategy to induce weak teachers and strong students to generate familiar negative behavior by fine-tuning on negative behavioral data. Experimental results on the HH-RLHF and PKU-SafeRLHF datasets, evaluated using both automatic metrics and human judgments, demonstrate that MACPO simultaneously improves the alignment performance of strong students and weak teachers. Moreover, as the number of weak teachers increases, MACPO achieves better weak-to-strong alignment performance through more iteration optimization rounds.


Co-Supervised Learning: Improving Weak-to-Strong Generalization with Hierarchical Mixture of Experts

Liu, Yuejiang, Alahi, Alexandre

arXiv.org Artificial Intelligence

Steering the behavior of a strong model pre-trained on internet-scale data can be difficult due to the scarcity of competent supervisors. Recent studies reveal that, despite supervisory noises, a strong student model may surpass its weak teacher when fine-tuned on specific objectives. Yet, the effectiveness of such weak-to-strong generalization remains limited, especially in the presence of large capability gaps. In this paper, we propose to address this challenge by harnessing a diverse set of specialized teachers, instead of a single generalist one, that collectively supervises the strong student. Our approach resembles the classical hierarchical mixture of experts, with two components tailored for co-supervision: (i) we progressively alternate student training and teacher assignment, leveraging the growth of the strong student to identify plausible supervisions; (ii) we conservatively enforce teacher-student and local-global consistency, leveraging their dependencies to reject potential annotation noises. We validate the proposed method through visual recognition tasks on the OpenAI weak-to-strong benchmark and additional multi-domain datasets. Our code is available at \url{https://github.com/yuejiangliu/csl}.


Ghali

AAAI Conferences

Gifted students have a higher capabilities of understanding and learning. They are characterized by a high level of attention and a high performance in the classroom. Gifted children are defined in this paper as children who have a performance higher than the average group (59.64%). In order to predict gifted students from normal students, we conducted an experiment where 17 pupils have voluntarily participated in this study. We collected different types of data (gender, age, performance, initial average in math and EEG mental states) in a web platform to learn mathematics called NetMath.


Artificial intelligence can predict students' educational outcomes based on tweets

#artificialintelligence

Ivan Smirnov, Leading Research Fellow of the Laboratory of Computational Social Sciences at the Institute of Education of HSE University, has created a computer model that can distinguish high academic achievers from lower ones based on their social media posts. The prediction model uses a mathematical textual analysis that registers users' vocabulary (its range and the semantic fields from which concepts are taken), characters and symbols, post length, and word length. Every word has its own rating (a kind of IQ). Scientific and cultural topics, English words, and words and posts that are longer in length rank highly and serve as indicators of good academic performance. An abundance of emojis, words or whole phrases written in capital letters, and vocabulary related to horoscopes, driving, and military service indicate lower grades in school.